• Options transactions involve complex tax considerations that should be carefully reviewed prior to entering into any transaction.
• The information presented in this publication does
not consider your personal investment objectives or
financial situation; therefore, this publication does not
make personalized recommendations. This information should not be construed as an offer to sell or a
solicitation to buy any security. The investment strategies or the securities may not be suitable for you. We
believe the information provided is reliable; however,
TD Ameritrade, Inc., and its affiliated companies do
not guarantee its accuracy, timeliness, or completeness. Any and all opinions expressed in this publication are subject to change without notice.
• With respect to the companies or securities covered in
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writer certifies to TD Ameritrade, Inc., that the views
expressed accurately reflect his or her own personal
views about the subject securities and issuing entities
and that no part of the person’s compensation was, is,
or will be related to the specific recommendations (if
made) or views contained in this publication.
• TD Ameritrade, Inc., and its affiliates, their employees, directors, consultants, and/or their respective family members may directly or indirectly hold positions
in the securities referenced in these materials.
TD Ameritrade, Inc., and its affiliates may, as principal or
agent, buy such securities from or sell them to customers.
• The risk of loss in trading securities, options,
futures, and forex can be substantial. Customers must
consider all relevant risk factors, including their own
personal financial situations, before trading. Options
involve risk and are not suitable for all investors.
See the Options Disclosure Document: Characteristics
and Risks of Standardized Options. A copy can be
requested via email at firstname.lastname@example.org
or via mail to 600 W. Chicago Ave., #100,
Chicago, IL 60654-2597.
• Trading foreign exchange on margin carries a high
level of risk, as well as its own unique risk factors.
Before considering the trading of this product, please
read the Forex Risk Disclosure available at
• A forex dealer can be compensated via commission
and/or spread on forex trades. thinkorswim is subsequently compensated by the forex dealer. Funds
deposited into an account with a broker-dealer for
investment in any currency, or which are the proceeds
of a currency position, or any currency in an account
with a broker-dealer, are not protected by the Securities
Investor Protection Corporation (SIPC).
thinkorswim is a division of TD Ameritrade, Inc.
Member SIPC FINRA NFA
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• thinkorswim, prior to
joining TD Ameritrade,
earned 4.9 stars, the top
score, in the category
and was rated #1 overall
online broker in Barron’s
ranking of online bro-
kers, 3/15/2010. thinkor-
swim was evaluated
versus others in eight
total categories, includ-
ing trade experience,
usability, range of offer-
ings, research amenities,
portfolio analysis and
reporting, customer serv-
ice and education, and
topped the list in 2006,
2007, 2009, and 2010
with the highest
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& Company © 2006–2010.